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By Philip McBride Johnson |
June 11, 2013
Throughout the Dodd-Frank Act's creation, swap users and dealers insisted that swaps are sufficiently distinguishable from futures and options and that they should be addressed separately, so they were. Look where we are now.
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By News story |
June 11, 2013
In a double boogie, the SEC fined both optionsXpress for illegal short trades and CBOE for regulatory failures.
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By Nick Gentle, Bloomberg |
June 11, 2013
OptionsXpress Inc., a unit of U.S. brokerage Charles Schwab Corp., and its former chief financial officer helped to facilitate sham transactions that violated U.S. securities laws, an administrative court ruled.
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By Jim Brunsden |
June 10, 2013
The U.K. and Germany disagree over the competition plans, which target exchanges that clear trades in-house.
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By Press Release |
June 10, 2013
The exchange will offer futures and options in natural gas, crude oil and refined products, natural gas liquids, power and agricultural products.
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By Jim Brunsden and Stephanie Bodoni |
June 9, 2013
The U.K. goes to the EU's top court tomorrow in a bid to overturn the powers of an agency to ban short selling.
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By Ginger Szala |
June 7, 2013
PFG's banker U.S. Bank finally gets CFTC attention, injunction
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By Mary Childs |
June 6, 2013
Stephen O’Connor is leaving Morgan Stanley to become full-time chairman of the International Swaps and Derivatives Association.
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By Silla Brush |
June 5, 2013
Non-U.S. banks won leeway in Dodd-Frank Act requirements to separate swaps trading from their U.S. branches.
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By Svenja O’Donnell |
June 5, 2013
U.K. Chancellor of the Exchequer George Osborne said a European financial tax would hinder growth in the region.
