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By Press Release |
May 16, 2013
The regulator says Charles J. Dushek and Charles S. Dushek mixed funds with clients and allocated winning trades to personal accounts.
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By Press Release |
May 16, 2013
CFTC claimed defendants solicited 2,000 customers then misappropriated at least $9.6 million of pool funds for personal use.
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By Silla Brush, Bloomberg |
May 16, 2013
JPMorgan Chase & Co., Goldman Sachs Group Inc. and the world’s largest banks won rollbacks in final Dodd-Frank Act rules that promise to transform the private swaps market by increasing competition.
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By Silla Brush |
May 15, 2013
The world’s largest banks are set to win a rollback in final Dodd-Frank Act rules intended to transform the swaps market.
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By Alexander Kwiatkowski and Winnie Zhu, Bloomberg |
May 15, 2013
Two weeks after Royal Dutch Shell Plc and Platts changed the way more than half of the world’s crude is valued, the companies along with BP Plc and Statoil ASA are being probed by European antitrust regulators about potential manipulation of oil prices.
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By Silla Brush and Christine Harper |
May 14, 2013
The CFTC is seeking documents from Wall Street banks about trades that combine features of swaps and futures.
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By Greg Stohr |
May 14, 2013
A Deutsche Boerse AG unit lost a U.S. Supreme Court appeal that sought the right to offer options based on major stock indexes.
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By Press Release |
May 14, 2013
CFTC orders MB Trading Futures Inc., a registered retail foreign exchange dealer, to pay $200,000 penalty to settle charges of violating minimal financial requirement rules
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By Jonas Bergman, Bloomberg |
May 14, 2013
Royal Dutch Shell Plc and Statoil ASA said they were targeted by European antitrust officials in an investigation into plotting to manipulate published prices.
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By Dave Michaels |
May 13, 2013
NYSE Euronext sought to mute opposition to its quest for regulatory curbs on dark-pool trading by offering to lower its fees.
