-
By Press Release |
February 4, 2013
In a parallel criminal action, the company principle is convicted on fraud charges and sentenced to 97 months imprisonment.
-
By Press Release |
January 15, 2013
The regulator says the defendants, Charles Timberlake and Trans Global Investments LLC, committed commodity pool fraud.
-
By Press Release |
January 3, 2013
The CFTC order requires Mizuho to pay a $175,000 civil monetary penalty for allegedly not notifying the CFTC its secured funds were low.
-
By Press Release |
August 13, 2012
Federal court orders defendants to pay more than $5.4 million in restitution and civil monetary penalties.
-
By Press Release |
August 23, 2011
Federal court issues order freezing defendants’ assets and prohibiting destruction of books and records in alleged forex and futures fraud case.
-
By Press Release |
July 9, 2011
Federal judge in Nevada enters order freezing assets of Allen Ward and CIS Commodities LLC.
-
By Press Release |
March 3, 2011
Principal is sentenced to 97 months imprisonment in a criminal proceeding for the same scheme.
