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By Press Release |
May 14, 2013
CFTC orders MB Trading Futures Inc., a registered retail foreign exchange dealer, to pay $200,000 penalty to settle charges of violating minimal financial requirement rules
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By Press Release |
March 19, 2013
The court found that MBFX and MXBK misrepresented their historical performance and issued false reports about customer accounts.
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By Press Release |
July 10, 2012
CFTC files complaint against Peregrine Financial Group, Inc. and Russell R. Wasendorf, Sr. alleging fraud, misappropriation of customer funds, violation of customer fund segregation laws and making false statements.
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By Press Release |
July 14, 2011
Joseph A. Dawson is sentenced to 54 months of imprisonment and ordered to pay $3.3 million in restitution in a criminal proceeding for the same scheme.
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By Press Release |
June 21, 2011
ForInvest is ordered to pay a $280,000 civil monetary penalty and permanently barred from commodity-related activity.
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By Press Release |
June 2, 2011
Moroccan resident Richmond Hamilton Jr. and Chicago commodity pool operator Raleigh Capital Management ordered to pay restitution and a civil penalty for alleged misappropriation.
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By Press Release |
May 9, 2011
The CFTC says Marat Yunusov traded on U.S. markets from overseas and engaged in fictitious, non-competitive transactions and trading on Globex.
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By Press Release |
January 26, 2011
In the first use of new authority under the 2008 Farm Bill and Dodd-Frank Act to regulate foreign exchange dealers, the CFTC announced suits against 14 forex firms
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By Press Release |
July 26, 2010
The defendants allegedly stole more than $2 million from pool participants and lost nearly $1 million trading.
