-
By Press Release |
April 15, 2013
A federal court order finds that Robert Cannone and National Equity Holdings fraudulently solicited $1.4 million in client funds.
-
By Press Release |
March 11, 2013
CFTC alleged that company collected $415,000, lost money trading, collected high fees, then shut down with no way for customers to follow up.
-
By Press Release |
September 27, 2012
CFTC orders JPMorgan to pay $600,000 civil monetary penalty for violating cotton futures speculative position limits.
-
By Press Release |
July 16, 2012
Court permanently bars defendants, Gordon A. Driver and his companies, from commodities industry.
-
By Press Release |
June 21, 2012
Federal court found the defendants committed fraudulent solicitation, misappropriation and misrepresentation in a multi-million dollar forex scheme.
-
By Press Release |
June 7, 2012
Jose S. Rubio and Rubio Wealth Management charged with misappropriation, false statements, commingling investor funds, and failure to register.
-
By Press Release |
May 23, 2012
Federal court in New York orders Chicago resident and former floor broker, Kent R.E. Whitney, to pay $600,000 for margin call avoidance scheme.
-
By Press Release |
April 19, 2012
The CFTC claimed Chicago-based Optiver and company officers manipulated and attempted to manipulate crude oil, heating oil and gasoline futures at Nymex.
-
By Press Release |
March 13, 2012
CFTC orders Goldman Sachs Execution & Clearing, L.P., a registered futures commission merchant, to pay $7 million for supervision failures in handling accounts it carried.
-
By Press Release |
August 8, 2011
The CFTC says Otmane El Rhazi engaged in numerous noncompetitive and fictitious futures trades to steal money from a Citibank proprietary account.
