-
By Press Release |
May 13, 2013
The court said that the defendants ran a forex Ponzi scheme rather than trade client money as promised.
-
By Press Release |
February 21, 2013
Employees at center of charges worked on the ClearPort desk and allegedly handed off confidential trade information at least 60 times.
-
By Press Release |
January 2, 2013
The CFTC says RJO failed to diligently supervise the handling of customer orders over four years.
-
-crop-96x96.jpg)
By Press Release |
December 19, 2012
The U.S. Commodity Futures Trading Commission announced an Order today against UBS AG and UBS Securities Japan Co., bringing and settling charges of manipulation, attempted manipulation and false reporting of certain global benchmark interest rates.
-
By Press Release |
December 13, 2012
Federal court issues emergency order freezing the defendants' assets, permitting expedited asset discovery, and protecting books and records.
-
By Press Release |
November 21, 2012
The CFTC today announced the filing and simultaneous settlement of charges against Cantor Fitzgerald & Co., Inc. for failing to maintain sufficient funds in its customer segregation account for a period of three days.
-
By Press Release |
September 27, 2012
The CFTC ays iFinix Futures CEO Benhope Marlon Munroe made false statements to the National Futures Association.
-
By Press Release |
July 9, 2012
The CFTC says Robert Mihailovich Sr. and Growth Capital Management LLC fraudulently solicited more than $30 million to trade commodity futures and forex.
-
By Press Release |
June 5, 2012
The CFTC says that over an 18-month period, Morgan Stanley unlawfully executed, processed and reported numerous off-exchange futures trades.
-
By Press Release |
April 18, 2012
Virginia company ordered to pay $3 million, while the Colorado firm must pay more than $6 million in unrelated cases.
