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By Press Release |
February 21, 2013
Employees at center of charges worked on the ClearPort desk and allegedly handed off confidential trade information at least 60 times.
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By Press Release |
December 13, 2012
Federal court issues emergency order freezing the defendants' assets, permitting expedited asset discovery, and protecting books and records.
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By Press Release |
December 11, 2012
The SEC charged a New York-based fund manager with conducting illegal trading schemes to financially benefit his investment fund Octagon Capital Partners LP.
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By Joe Schneider |
July 30, 2012
A New York lender with 11 branches has sued 21 banks for damages over the alleged manipulation of the London Interbank Offered Rate.
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By Andrew Harris, Christine Harper and Lindsay Fortado, Bloomberg |
July 5, 2012
Barclays Plc investors, blindsided by the bank’s $451.4 million regulatory fine for trying to rig benchmark rates, saw the stock drop 16 percent a day later. Other bank shareholders may be just as surprised.
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By Press Release |
May 23, 2012
Federal court in New York orders Chicago resident and former floor broker, Kent R.E. Whitney, to pay $600,000 for margin call avoidance scheme.
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By Press Release |
April 19, 2012
The CFTC claimed Chicago-based Optiver and company officers manipulated and attempted to manipulate crude oil, heating oil and gasoline futures at Nymex.
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By Press Release |
December 16, 2011
The SEC today charged six former top executives of Fannie Mae and Freddie Mac with securities fraud
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By Daniel P. Collins |
December 1, 2011
What happened?
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By Press Release |
November 9, 2011
The Securities and Exchange Commission obtained a record financial penalty of more than $92.8 million against billionaire hedge fund manager Raj Rajaratnam for widespread insider trading.
