-
By Press Release |
May 16, 2013
CFTC claimed defendants solicited 2,000 customers then misappropriated at least $9.6 million of pool funds for personal use.
-
By Press Release |
April 17, 2013
Federal court finds that InovaTrade orchestrated a scheme that induced more than 400 customers to deposit more than $10.6 million over a three year period.
-
By Press Release |
October 1, 2012
In a related criminal proceeding, the defendant is sentenced to 57 months imprisonment and ordered to pay restitution for alleged Ponzi scheme.
-
By Press Release |
June 7, 2012
Jose S. Rubio and Rubio Wealth Management charged with misappropriation, false statements, commingling investor funds, and failure to register.
-
By Press Release |
March 20, 2012
CFTC charges Florida resident Abraham Gutterman and his companies, Alliance Capital Metals LLC and AR Goldman Wealth Management, LLC with commodity gold and oil options fraud and misappropriation.
-
By Press Release |
March 12, 2012
Martin B. Rosenthal, an unregistered trader, allegedly aided and abetted Bedick in making false and misleading statements to the NFA.
-
By Press Release |
September 30, 2011
Principal Oscar Hernandez also allegedly misappropriated approximately $1.8 million of customer funds for personal use.
-
By Press Release |
June 24, 2011
The CFTC says Juvenal Eduardo Machado of Miami, Fla., defrauded his friends, neighbors and members of his church in a forex Ponzi scheme.
-
By Press Release |
May 17, 2011
American Precious Metals purportedly purchased more than $23 million of precious metals for customers of their leveraged precious metals purchase program, but allegedly never purchased any metal for customers.
-
By Press Release |
March 30, 2011
Defendants allegedly misappropriated at least $319,000 of customer funds for personal expenses and purchases.
