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By Andrew Harris |
February 26, 2013
Peregrine Financial Group Inc.’s $20 million corporate headquarters and its 22-acre Cedar Falls, Iowa, site can be put up for sale, a federal judge said.
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By Press Release |
February 5, 2013
The CFTC says Halifax Investment Services must be registered with the regulator under laws that went into effect on Oct. 18, 2010.
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By Press Release |
January 16, 2013
The CFTC says the CTA violated the anti-fraud provisions of the Commodity Exchange Act.
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By Press Release |
May 24, 2012
The CFTC says Schiller lied about his success as a trader and used altered account statements to bolster his claims.
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By Susan Decker, Bloomberg |
May 7, 2012
CBOE Holdings Inc.’s Chicago Board Options Exchange must face patent-infringement claims brought by International Securities Exchange over an automated system for trading options contracts, a U.S. appeals court said.
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By Press Release |
March 12, 2012
Federal Court in Illinois orders City Credit Capital, (UK) Ltd. to pay $140,000 civil monetary penalty for acting as unregistered retail forex dealer.
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By Press Release |
February 27, 2012
Federal court in Illinois orders former futures trader David Sklena to pay over $6.6 million for cheating customers
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By Press Release |
December 6, 2011
The SEC announced that it has frozen the assets of four Chinese citizens and a Chinese-based entity charged with insider trading in advance of a merger
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By Press Release |
October 26, 2011
The Chicago-based registered commodity pool operator was previously found liable for fraud.
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By Press Release |
August 31, 2011
CFTC obtains final judgment against Italian national Carmine Garofalo charged with illegal trading
