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By Daniel P. Collins |
November 1, 2012
Roth discusses improved safeguards to keep seg funds secure and to restore confidence.
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By Steve Zwick |
October 1, 2012
With the recent fraud at PFGBest essentially torpedoing more than a century of trust, is a major overhaul of retail brokering the only solution?
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By Daniel P. Collins, Alanna Byrne |
September 21, 2012
As if the Peregrine Financial Group (PFG) fraud story could not get any more peculiar, Russell Wasendorf Jr. and his wife Amber filed a lawsuit against US Bank and one of its employees last Friday, alleging that the bank failed to disclose pertinent information about his father’s finances and misuse...
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By Andrew Harris, Bloomberg |
August 13, 2012
Russell R. Wasendorf Sr., CEO of the collapsed commodity firm Peregrine Financial Group Inc., was indicted by a federal grand jury on 31 counts of making false statements to regulators.
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By Linda Sandler, Bloomberg |
August 8, 2012
JPMorgan Chase & Co. faulted a plan by the trustee liquidating Peregrine Financial Group Inc. to request customer documents directly from Chief Executive Officer James Dimon
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By Andrew Harris, Bloomberg |
August 3, 2012
U.S. Bank NA knew or should have known the collapsed commodities brokerage had insufficient funds on deposit, a firm client claimed in a new lawsuit.
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By Press Release |
July 25, 2012
NFA President Dan Roth's testimony to the House Ag. Committee regarding NFA's role in monitoring PFGBest.
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By Press Release |
July 25, 2012
Written testimony of CFTC Chairman Gary Gensler before the House Committee on Agriculture in which he discusses Dodd-Frank, Libor enforcement actions and PFGBest.
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By Press Release |
July 17, 2012
Testimony of Chairman Gary Gensler before the U.S. Senate Committee on Agriculture regarding progress in Dodd-Frank, PFGBest oversight and Libor manipulation scandal.
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By Linda Sandler and Andrew Harris, Bloomberg |
July 14, 2012
"I have been able to embezzle millions of dollars from customer accounts at Peregrine Financial Group Inc.,” Wasendorf wrote, according to the FBI.
