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By Press Release |
May 7, 2013
The SEC charged four individuals with ties to a New York City brokerage firm in a scheme involving millions of dollars in illicit bribes.
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By Press Release |
April 29, 2013
Greenwich, Conn.-based Level Global Investors LP has settled charges its co-founder engaged in insider trading in Dell Inc. and Nvidia Corp.
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By Press Release |
November 9, 2011
The Securities and Exchange Commission obtained a record financial penalty of more than $92.8 million against billionaire hedge fund manager Raj Rajaratnam for widespread insider trading.
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By Press Release |
October 26, 2011
SEC brings new insider trading charges against Raj Rajaratnam
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By Press Release |
June 6, 2011
“Eric Lipkin helped create the detailed and entirely phony trading and business records that contributed to the success of Madoff’s fraud,” the SEC said.
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By Press Release |
April 13, 2011
The SEC charged a former hedge fund portfolio manager with insider trading in a bio-pharmaceutical company.
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By Press Release |
February 8, 2011
The Securities and Exchange Commission says a New York-based hedge fund got inside information from employees moonlighting as expert network consultants.
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By Press Release |
February 3, 2011
The SEC brought charges of insider trading against six expert networks
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By Press Release |
January 10, 2011
The SEC alleges that Robert Feinblatt -- principal of New York investment adviser Trivium Capital Management -- engaged in insider trading.
