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By Press Release |
May 16, 2013
CFTC claimed defendants solicited 2,000 customers then misappropriated at least $9.6 million of pool funds for personal use.
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By Press Release |
February 19, 2013
CFTC orders Enskilda Futures Limited to pay a $125,000 civil monetary penalty for failing to meet minimum capital requirements due to margin errors.
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By Press Release |
October 22, 2012
The CFTC says the futures commission merchant did not diligently investigate suspicious transactions.
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By Press Release |
November 23, 2011
Federal court orders Wisconsin-based forex dealer Jacob Juma Omukwe and his companies to pay over $2.6 million in restitution and penalties in foreign currency scheme
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By Press Release |
July 2, 2011
Grace Elizabeth Reisinger and ROF Consulting LLC are charged with solicitation fraud and records violations by the CFTC.
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By Press Release |
June 7, 2011
CFTC charges Neal E. Hall of North Carolina with registration and disclosure violations
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By Press Release |
March 17, 2011
The defendants allegedly solicited $22 million from customers to trade forex and other financial instruments.
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By Press Release |
March 9, 2011
Federal court issues emergency order freezing defendants’ assets and preserving books and records.
