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By Press Release |
April 18, 2013
CFTC orders The Linn Group, Inc. to pay $400,000 civil monetary penalty for failure to diligently supervise its officers, employees, and agents and to properly handle, monitor and report customer funds.
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By Press Release |
March 27, 2013
Court finds that Victor Yu of San Jose, Calif., misrepresented trading software and lost almost $2.15 million while failing to register with the CFTC.
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By Press Release |
March 14, 2013
The CFTC says Nicholas Trimble falsely represented his trading success and misappropriated about $441,000 of customer funds.
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By Press Release |
May 3, 2012
CFTC Charges Utah Residents Christopher Hales, Eric Richardson and their Company, Bentley Equities, LLC, with Fraud and Misappropriation
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By Press Release |
April 2, 2012
CFTC charges Royal Bank of Canada with multi-hundred million dollar wash sale scheme. It also charges that bank concealed material information from, and made material false statements to, a futures exchange.
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By Press Release |
March 20, 2012
CFTC charges Florida resident Abraham Gutterman and his companies, Alliance Capital Metals LLC and AR Goldman Wealth Management, LLC with commodity gold and oil options fraud and misappropriation.
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By Press Release |
February 27, 2012
Federal court in Illinois orders former futures trader David Sklena to pay over $6.6 million for cheating customers
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By Press Release |
February 8, 2012
The amount includes restitution, disgorgement, and a civil monetary penalty for defrauding investors in a commodity pool Ponzi scheme.
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By Press Release |
January 9, 2012
CFTC orders Newedge USA, LLC to pay $700,000 for submitting inaccurate large trader reports to the CFTC and for violating a prior CFTC order
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By Press Release |
October 27, 2011
Court permanently bars principals and Integra Capital Management from commodities industr for alleged scam.
