structured products

• Rogue CEOs and absent regulators: Is there a pattern?

  By Steve Zwick  |  November 1, 2012

  Corzine may have moved rogue trading to the boardroom, but that’s only the latest in a line of offenses.

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  Last man standing means Europe investment banks resist cuts

  By Ambereen Choudhury, Elisa Martinuzzi and Elena Logutenkova, Bloomberg  |  August 22, 2012

  European crisis continues to take tolls on all segments of business, especially banking.

• E.U. institutions expect more OTC trade

  By Greenwich Advisors  |  November 10, 2011

  European institutions expect to increase their use of equity options and swaps in the coming year.

• RBC Capital Markets sold unsuitable CDO investments to schools: SEC

  By Press Release  |  September 27, 2011

  The Securities and Exchange Commission charged RBC Capital Markets LLC for selling unsuitable investments to five Wisconsin school districts.

• SEC: Broker-dealers may have misled on structured products

  By Press Release  |  July 27, 2011

  The Securities and Exchange Commission staff today issued a report identifying common weaknesses seen in sales of structured securities products.

• U.K fines three for Lehman-backed structured product sales

  By Press Release  |  September 22, 2010

  The Financial Services Authority has fined one firm and two individuals for failures related to the sale of Lehman-backed structured products.

• Derivatives trades will be tracked by Depository Trust

  By Press Release  |  August 5, 2010

  Depository Trust & Clearing Corp will record trades in the OTC derivatives market to increase transparency.