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By Philip McBride Johnson |
March 25, 2011
A prominent criticism of the Commodity Futures Trading Commission's (CFTC) swaps rulemaking as commanded by the Dodd-Frank Wall Street Reform and Consumer Protection Act is ...
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By News Story |
March 2, 2011
A day after New York Portfolio Clearing (NYPC) received SEC approval the CFTC followed suit clearing the way for NYSE Liffe to launch its suite of interest rate futures on March 21.
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By Press Release |
September 30, 2010
The Commodity Futures Trading Commission is asking if it should adopt a standard procedure for approving options and futures on precious metals exchange-traded funds.
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By Michael McFarlin |
September 28, 2010
Congress passed a bill last week closing a loop hole in the Dodd-Frank Act that gave the Securities Exchange Commission (SEC) broad exemption to the ...
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By News Story |
August 20, 2010
Regulators and representatives of financial firms met in Washington, D.C., today to begin hammering out the details of financial reform.
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By News Story |
August 12, 2010
Speaking before a joint committee of U.S. regulators, financial industry executives say the May 6 flash crash shook investor confidence.
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By News Story |
August 11, 2010
Exchanges vary in their comments regarding a rule that would outlaw giving big players an early peek at market orders.
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By Michael J. McFarlin |
August 10, 2010
The law firm Kleinberg, Kaplan, Wolff & Cohen, P.C. provides a legal look at the workings of Dodd-Frank.
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By Michael J. McFarlin |
May 19, 2010
The CFTC and SEC released a report to explain the drop in market prices on May 6.
