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By Dave Michaels |
March 16, 2013
Senate probe provided 900 pages of evidence that could help the SEC make the case that JPMorgan executives broke the law.
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By Alexis Leondis and Christopher Condon |
March 13, 2013
Fidelity, whose ETF assets went from zero to $1.4 trillion in 20 years, is increasing reliance on BlackRock Inc.’s iShares to compete.
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By Silla Brush |
March 12, 2013
Bloomberg LP threatened to sue the top U.S. derivatives regulator unless it halts regulations setting higher collateral standards for swaps.
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By Press Release |
March 11, 2013
The Securities and Exchange Commission today charged the State of Illinois with securities fraud for misleading municipal bond investors about the state’s approach to funding its pension obligations.
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By Michael McFarlin |
March 8, 2013
A wrap-up of industry hires and promotions.
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By Philip McBride Johnson |
March 1, 2013
The "sequester" has taken effect. According to multiple news reports, an early casualty will be the shipbuilding industry, especially on the military side. But it will also make more difficult the full implementation of the derivatives piece of the Dodd-Frank Act.
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By Greg Stohr, Bloomberg |
February 27, 2013
The Securities and Exchange Commission must move more quickly in pressing some fraud lawsuits, the U.S. Supreme Court ruled in a decision that may affect agencies across the government.
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By Press Release |
February 26, 2013
The SEC charged a pair of hedge fund managers with lying to investors about their fund’s structure and financial condition before it failed.
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By Rita Nazareth, Bloomberg |
February 25, 2013
U.S. stocks declined, erasing an early advance, after partial election results spurred concern about prospects for a stable government in Italy.
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By Alanna Byrne |
February 22, 2013
A wrap-up of promotions and moves from around the industry
