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By Inyoung Hwang and Whitney Kisling, Bloomberg |
April 17, 2013
Ten days of pessimism flared into gold’s worst rout since 1980 this week, with selling so strong it knocked the world’s third-biggest exchange-traded fund further below its asset value than any time in a year.
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By Press Release |
April 15, 2013
The SEC charged a prominent Denver-based businessman with insider trading based on information he obtained from the CEO of an oil and gas company.
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By Elizabeth Wasserman, Bloomberg |
April 10, 2013
A U.S. Senate leader asked the new Securities and Exchange Commission chairman to give more authoritative guidance to companies on disclosing cyber attacks, saying reporting so far is “insufficient.”
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By Nina Mehta |
April 9, 2013
U.S. exchanges and some brokers will be required to conduct coordinated trading tests to show they can recover from natural disasters.
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By Silla Brush |
April 9, 2013
Energy and manufacturing companies won delays in Dodd-Frank Act requirements to report derivatives trades they use to hedge business risks.
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By Jay Gould |
April 8, 2013
David Blass put hedge fund managers and private equity fund managers on notice that they may be engaged in unregistered (and therefore, unlawful) broker dealer activities as a result of the manner by which hedge fund managers compensate their personnel.
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By Dave Michaels, Bloomberg |
April 8, 2013
The U.S. Senate confirmed Mary Jo White to lead the Securities and Exchange Commission, putting the former U.S. attorney in charge of an agency that has failed to satisfy critics with its response to the financial crisis.
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By Press Release |
April 4, 2013
The SEC has streamlined the process for rulemaking by clearing agencies that are registered with both the SEC and the CFTC.
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By Press Release |
March 26, 2013
The SEC charged Matthew Teeple and a technology company executive in a $29 million insider trading case.
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By Philip McBride Johnson |
March 26, 2013
The fact that "sequestration" will be a drag on the Government's operations may please many people, not least those who have found themselves under federal investigation or pending charges.
