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By Press Release |
July 25, 2012
CFTC orders Interactive Brokers LLC, a registered futures commission merchant, to pay $700,000 for large trader reporting and supervision violations.
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By Press Release |
July 10, 2012
CFTC files complaint against Peregrine Financial Group, Inc. and Russell R. Wasendorf, Sr. alleging fraud, misappropriation of customer funds, violation of customer fund segregation laws and making false statements.
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By Press Release |
May 24, 2012
The CFTC says Schiller lied about his success as a trader and used altered account statements to bolster his claims.
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By Press Release |
May 3, 2012
CFTC Charges Utah Residents Christopher Hales, Eric Richardson and their Company, Bentley Equities, LLC, with Fraud and Misappropriation
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By Press Release |
April 2, 2012
CFTC charges Royal Bank of Canada with multi-hundred million dollar wash sale scheme. It also charges that bank concealed material information from, and made material false statements to, a futures exchange.
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By Press Release |
March 20, 2012
CFTC charges Florida resident Abraham Gutterman and his companies, Alliance Capital Metals LLC and AR Goldman Wealth Management, LLC with commodity gold and oil options fraud and misappropriation.
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By Press Release |
March 9, 2012
CFTC charges Illinois resident Christopher Varlesi with commodity pool fraud, misappropriation, false statements, and failure to register.
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By Press Release |
February 27, 2012
Federal court in Illinois orders former futures trader David Sklena to pay over $6.6 million for cheating customers
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By Press Release |
February 8, 2012
The amount includes restitution, disgorgement, and a civil monetary penalty for defrauding investors in a commodity pool Ponzi scheme.
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By Press Release |
January 9, 2012
CFTC orders Newedge USA, LLC to pay $700,000 for submitting inaccurate large trader reports to the CFTC and for violating a prior CFTC order
