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By Press Release |
April 2, 2012
CFTC charges Royal Bank of Canada with multi-hundred million dollar wash sale scheme. It also charges that bank concealed material information from, and made material false statements to, a futures exchange.
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By Press Release |
March 20, 2012
CFTC charges Florida resident Abraham Gutterman and his companies, Alliance Capital Metals LLC and AR Goldman Wealth Management, LLC with commodity gold and oil options fraud and misappropriation.
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By Press Release |
March 12, 2012
Federal Court in Illinois orders City Credit Capital, (UK) Ltd. to pay $140,000 civil monetary penalty for acting as unregistered retail forex dealer.
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By Press Release |
March 9, 2012
CFTC charges Illinois resident Christopher Varlesi with commodity pool fraud, misappropriation, false statements, and failure to register.
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By Press Release |
March 8, 2012
J.P. Morgan Securities LLC agrees to pay $140,000 penalty for confirming the execution of a prearranged trade on the CBOT
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By Press Release |
March 8, 2012
BlackRock Institutional Trust Co. NA agrees to pay $250,000 penalty to settle charges of prearranged trading and fictitious sales on the CBOT.
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By Press Release |
February 27, 2012
Federal court in Illinois orders former futures trader David Sklena to pay over $6.6 million for cheating customers
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By Press Release |
February 8, 2012
The amount includes restitution, disgorgement, and a civil monetary penalty for defrauding investors in a commodity pool Ponzi scheme.
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By Press Release |
January 9, 2012
CFTC orders Newedge USA, LLC to pay $700,000 for submitting inaccurate large trader reports to the CFTC and for violating a prior CFTC order
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By Press Release |
December 7, 2011
Chicago-based defendants charged with fraudulently soliciting the public to enroll in a commodity futures training program
