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By Press Release |
June 5, 2013
CFTC files complaint against U.S. Bank, N.A. alleging unlawful use of Peregrine Financial Group, Inc.’s customer segregated funds and violation of customer segregation laws.
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By Press Release |
June 4, 2013
The CFTC says the defendants diverted would-be trading funds toward personal auto expenses, utility bills and credit card payments.
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By Press Release |
May 14, 2013
CFTC orders MB Trading Futures Inc., a registered retail foreign exchange dealer, to pay $200,000 penalty to settle charges of violating minimal financial requirement rules
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By Press Release |
May 6, 2013
Court enters order freezing Defendant’s assets and protecting books and records.
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By Press Release |
April 18, 2013
CFTC orders The Linn Group, Inc. to pay $400,000 civil monetary penalty for failure to diligently supervise its officers, employees, and agents and to properly handle, monitor and report customer funds.
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By Press Release |
March 27, 2013
Court finds that Victor Yu of San Jose, Calif., misrepresented trading software and lost almost $2.15 million while failing to register with the CFTC.
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By Press Release |
March 19, 2013
The court found that MBFX and MXBK misrepresented their historical performance and issued false reports about customer accounts.
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By Press Release |
March 14, 2013
The CFTC says Nicholas Trimble falsely represented his trading success and misappropriated about $441,000 of customer funds.
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By Press Release |
February 8, 2013
The CFTC says Gelber falsely reported orders that manipulated the opening price in Nasdaq E-mini 100 futures.
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By Press Release |
February 5, 2013
The CFTC says Halifax Investment Services must be registered with the regulator under laws that went into effect on Oct. 18, 2010.
