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By Dave Michaels |
January 26, 2013
Robert Khuzami, the SEC's enforcement chief, said the agency is focused on charging exchanges and traders when their actions allegedly harm investors.
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By Roger Runningen and Joshua Gallu, Bloomberg |
January 24, 2013
Mary Jo White, who gained prominence prosecuting terrorists as U.S. attorney for Manhattan, will be named by President Barack Obama to be chairman of the Securities and Exchange Commission, according to a White House statement.
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By Joshua Gallu and Hans Nichols, Bloomberg |
January 18, 2013
Mary Jo White, the former U.S. attorney in Manhattan, is under consideration to become the next chairman of the Securities and Exchange Commission.
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By Michael McFarlin |
November 26, 2012
After nearly four years in office, SEC Chairwoman Mary Schapiro announced her resignation as the chairwoman of the agency today, effective Dec. 14.
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By Press Release |
November 20, 2012
In the largest insider trading case ever charged by the SEC, the regulator accuses Stamford, Conn.-based CR Intrinsic investors LLC in $276 million scheme.
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By Press Release |
November 20, 2012
New York Attorney General Eric T. Schneiderman today filed a Martin Act complaint against Credit Suisse Securities (USA) LLC and its affiliates for making fraudulent misrepresentations and omissions to promote the sale of residential mortgage-backed securities
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By Joshua Gallu and Robert Schmidt, Bloomberg |
October 19, 2012
What Mary Schapiro considered her most important task had just run aground, a symbol of the aspirations and missed opportunities of her tenure as head of the U.S. Securities and Exchange Commission.
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By Press Release |
October 3, 2012
The SEC charged two hedge fund managers today with lying to investors about how they were handling the money invested in their funds.
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By Press Release |
September 27, 2012
The SEC says Goldman attempted to influence the awarding of lucrative public contracts for securities underwriting business by making undisclosed contributions to Massachusetts governor candidate Timothy Cahill.
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By Joshua Gallu, Bloomberg |
September 27, 2012
Goldman Sachs Group Inc. will pay about $12 million to resolve U.S. regulatory claims that a former banker made improper campaign contributions to the state treasurer of Massachusetts while seeking underwriting business from his office.
