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By Press Release |
October 3, 2011
The CFTC ordered FXCM to pay more than $14.2 million for failure to supervise customer accounts and for failing to promptly produce certain records to the CFTC’s Division of Enforcement
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By Press Release |
September 28, 2011
CFTC charges Alpha Trade Group, S.A. and six individuals with fraud and misappropriation in connection with a $1.7 million foreign currency and futures scheme
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By Press Release |
September 9, 2011
Federal court enters order freezing defendants’ assets and prohibiting destruction of books and records.
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By Press Release |
August 27, 2011
Allegedly a floor broker, who cleared trades at Tenco, opened a trading account in the name of a telephone clerk’s brother-in-law and allowed the telephone clerk to trade the account.
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By Press Release |
August 5, 2011
The defendants allegedly misappropriated more than $2.1 million in commodity pool scheme; federal court freezes defendants’ assets.
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By Press Release |
August 3, 2011
The CFTC says that FXCM has never been registered with the CFTC in any capacity and must cease and desist conducting retail leverage forex transactions with U.S. customers until it does register.
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By Press Release |
July 22, 2011
Federal court in Texas orders Jeremiah C. Yancy and his company to pay more than $2 million for foreign currency Ponzi scheme and misappropriation
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By Press Release |
July 19, 2011
The CFTC says that Ecoval Dairy Trade executed various trading strategies on CME's Globex to try and drive non-fat dry milk futures prices higher.
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By Press Release |
June 30, 2011
CFTC charges two air traffic controllers and commodity trader Michael Gomez with fraud and misappropriation in $1.4 million dollar off-exchange foreign currency scheme
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By Press Release |
June 24, 2011
The CFTC says Juvenal Eduardo Machado of Miami, Fla., defrauded his friends, neighbors and members of his church in a forex Ponzi scheme.
