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By Press Release |
May 14, 2013
CFTC orders MB Trading Futures Inc., a registered retail foreign exchange dealer, to pay $200,000 penalty to settle charges of violating minimal financial requirement rules
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By Press Release |
April 17, 2013
Federal court finds that InovaTrade orchestrated a scheme that induced more than 400 customers to deposit more than $10.6 million over a three year period.
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By Press Release |
March 27, 2013
Court finds that Victor Yu of San Jose, Calif., misrepresented trading software and lost almost $2.15 million while failing to register with the CFTC.
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By Press Release |
March 14, 2013
The CFTC says Nicholas Trimble falsely represented his trading success and misappropriated about $441,000 of customer funds.
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By Press Release |
February 8, 2013
The CFTC says Gelber falsely reported orders that manipulated the opening price in Nasdaq E-mini 100 futures.
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By Press Release |
February 5, 2013
The CFTC says Halifax Investment Services must be registered with the regulator under laws that went into effect on Oct. 18, 2010.
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By Press Release |
January 28, 2013
Secured Precious Metals allegedly allowed clients to trade metals with as little as 20% down, bucking rules put in place with Dodd-Frank.
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By Press Release |
November 27, 2012
The CFTC claims defendant Feisal Sharif solicited funds from at least 50 people and allegedly misappropriated $900,000 for personal expenses.
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By Press Release |
November 21, 2012
The CFTC today announced the filing and simultaneous settlement of charges against Cantor Fitzgerald & Co., Inc. for failing to maintain sufficient funds in its customer segregation account for a period of three days.
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By Press Release |
October 23, 2012
A federal court order require Robert A. Christy of Milton, Ga., and his company, Crabapple Capital Group LLC to pay over $2.6 million in monetary sanctions for alleged forex fraud.
