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By Press Release |
May 6, 2013
Court enters order freezing Defendant’s assets and protecting books and records.
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By Press Release |
April 18, 2013
CFTC orders The Linn Group, Inc. to pay $400,000 civil monetary penalty for failure to diligently supervise its officers, employees, and agents and to properly handle, monitor and report customer funds.
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By Press Release |
March 19, 2013
The court found that MBFX and MXBK misrepresented their historical performance and issued false reports about customer accounts.
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By Press Release |
February 4, 2013
In a parallel criminal action, the company principle is convicted on fraud charges and sentenced to 97 months imprisonment.
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By Press Release |
January 16, 2013
The CFTC says the CTA violated the anti-fraud provisions of the Commodity Exchange Act.
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By Press Release |
January 15, 2013
The regulator says the defendants, Charles Timberlake and Trans Global Investments LLC, committed commodity pool fraud.
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By Press Release |
January 3, 2013
The CFTC order requires Mizuho to pay a $175,000 civil monetary penalty for allegedly not notifying the CFTC its secured funds were low.
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By Press Release |
October 1, 2012
In a related criminal proceeding, the defendant is sentenced to 57 months imprisonment and ordered to pay restitution for alleged Ponzi scheme.
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By Press Release |
August 13, 2012
Federal court orders defendants to pay more than $5.4 million in restitution and civil monetary penalties.
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By Press Release |
May 24, 2012
The CFTC says Schiller lied about his success as a trader and used altered account statements to bolster his claims.
