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By Press Release |
March 20, 2012
The agreement establishes a preliminary framework for the exchange of information and the development of technology standard.
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By Joanna Ossinger and Nikolaj Gammeltoft, Bloomberg |
March 13, 2012
CBOE Holdings Inc., the options exchange being investigated by the Securities and Exchange Commission, said senior compliance executive Patrick Fay has resigned.
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By Nikolaj Gammeltoft |
March 8, 2012
The matter stems from an SEC investigation of whether CBOE Holdings was complying with its obligations as a self-regulatory organization.
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By Press Release |
October 30, 2011
Eris Exchange will list interest rate swap futures for trading.
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By Press Release |
October 19, 2011
The Commodity Futures Trading Commission has proposed allowing SEFs to contract with a registered futures association, such as NFA.
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By Press Release |
September 29, 2011
GFI and the NFA will develop, test and launch automated trade practice and surveillance systems for GFI's swap execution facility.
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By Press Release |
August 31, 2011
In a regular audit, the regulator finds most areas of exchange operation up to par, but says certain disciplinary measures could be tightened up.
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By Press Release |
December 18, 2010
The Financial Industry Regulatory Authority reviews how its mission of investor protection evolved in 2010 amid sweeping financial reform.
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By Press Release |
July 26, 2010
GreenEx will list for trading a broad variety of contracts for environmental risk management.
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By Press Release |
June 14, 2010
The Financial Industry Regulatory Authority will assume regulatory functions for NYSE Euronext's U.S. equities and options markets.
