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By Press Release |
May 30, 2013
The CFTC says Kevin Cassidy and David Lee, a former trader for the Bank of Montreal, deceived the bank from 2003 to 2007.
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By Press Release |
May 29, 2013
The CFTC says FCStone allowed a single account to acquire a massive options position that it could not maintain, losing the company $127 million.
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By Press Release |
February 6, 2013
Court says that defendants fraudulently solicited and accepted funds from 99 Retail Customers in connection with alleged forex scheme.
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By Press Release |
December 10, 2012
Court finds that defendants fraudulently solicited and accepted over $1.4 million from customers to trade crude oil futures contracts in a commodity pool.
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By Press Release |
October 22, 2012
The CFTC says the futures commission merchant did not diligently investigate suspicious transactions.
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By Press Release |
April 26, 2012
CFTC Orders Texas-based PassThrough Investments, LLC, and its principals, Stephen Brantley and Dwayne Bryant Dawson, to pay more than $1.1 million in sanctions to settle CFTC Charges of fraud in operating a forex trading pool.
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By Press Release |
November 23, 2011
Federal court orders Wisconsin-based forex dealer Jacob Juma Omukwe and his companies to pay over $2.6 million in restitution and penalties in foreign currency scheme
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By Press Release |
November 9, 2011
The CFTC alleges that from at least February 2010 through at least November 2010, GID and the Wagner brothers fraudulently solicited at least $5.5 million from at least 99 people.
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By Press Release |
July 2, 2011
Grace Elizabeth Reisinger and ROF Consulting LLC are charged with solicitation fraud and records violations by the CFTC.
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By Press Release |
June 7, 2011
CFTC charges Neal E. Hall of North Carolina with registration and disclosure violations
