-
By Silla Brush |
November 7, 2012
A U.S. plan to extend the reach of its derivatives rules across international borders “won’t work” without alteration, a top European regulator said.
-
By Press Release |
July 16, 2012
Court permanently bars defendants, Gordon A. Driver and his companies, from commodities industry.
-
By Doug Alexander and Sean B. Pasternak |
July 5, 2012
TMX Group Inc. is expected to seek takeovers of global competitors after its $3.68 billion sale to an investor group cleared its biggest regulatory hurdles.
-
By Philip Burgert |
June 1, 2012
Keeping it in house
-
By Doug Alexander, Bloomberg |
April 30, 2012
Investors are more optimistic a takeover of TMX Group Inc. by a group of banks and pension funds will go ahead after Canada’s antitrust watchdog said its concerns on the deal may be eased.
-
By Doug Alexander, Bloomberg |
March 30, 2012
A group of Canadian banks and pension funds extended their C$3.73 billion ($3.74 billion) offer for TMX Group Inc. until April 30.
-
By Press Release |
December 10, 2011
The meeting, held at ESMA headquarters in Paris, is the first time the authorities have met as a group to discuss implementation efforts for new OTC regs.
-
By Press Release |
September 28, 2011
CFTC charges Alpha Trade Group, S.A. and six individuals with fraud and misappropriation in connection with a $1.7 million foreign currency and futures scheme
-
By Press Release |
June 23, 2011
Under the CSA’s proposed regulatory framework, all OTC derivative transactions entered into by a Canadian counterparty would be required to be reported to an approved trade repository.
-
By Press Release |
March 16, 2011
The companies are ordered to pay more than $15.8 million in disgorgement and a civil monetary penalty for defrauding commodity pool investors.
