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We asked traders for their opinion on the launch of bitcoin futures

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Regulator sanctions five firms for paying lobbyists with bond funds

By Press Release | December 27, 2012

FINRA fined the companies more than $3.35 million required them to pay a total of $1.13 million in restitution.

Chamber, oil trade groups sue SEC over foreign payment rule

By Tom Schoenberg | October 10, 2012

The rule stems from the Dodd-Frank financial reform law that directed oil, gas and mining companies to report payments made to U.S. and foreign governments.

Morgan Keegan takes $200M hit in bond fund case

By Press Release | June 22, 2011

The company settles allegations that its bond fund sales materials exaggerated claims and failed to disclose risks.

FINRA launches disciplinary actions database

By Press Release | May 16, 2011

The web-based tool allows public to access disciplinary documents.


Free Newsletter Modern Trader Follow

Main menu

  • Futures
    • Modern Trader Magazine
    • Commodities
    • Futures Mag Archives
    • ETFs
    • Financials
    • Forex
    • Managed Funds
    • Market Analysis
    • News
    • Options
    • Regulation
    • Technology
    • Trading Strategies
    • Education
    • Futures Op-Ed
  • Favorites
    • Alpha Pages Most Popular
    • Futures Magazine
    • Modern Trader Magazine
    • Most Popular
    • Slideshows & Lists
    • Special Topics
      • Alpha Hunters
      • Bad Boys
      • FINtech
      • High-Frequency Trading
      • Trader's Life
      • Trading Strategies
      • FUTURES MAG's 500th ISSUE
      • We asked traders
  • Traders
    • Market Data
    • Hot Charts
    • Interactive Charts
    • Trading Calendar
  • FINalternatives
  • Hard Assets
    • Home
    • Base Metals
    • Precious Metals
    • Rare Earth Metals
    • Commodities
    • Mining Investments
    • Slideshows
  • Modern Trader
    • Subscribe
    • Past Issues
  • All +
    • Follow Us +
      • FuturesMag
      • Newsletters
      • Facebook
      • Google+
      • Linkedin
      • Twitter
      • RSS Feeds
    • About Us +
      • About
      • Advertise
      • Contact
      • Contribute
      • Privacy Policy
  • !
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