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By Press Release |
December 7, 2012
The National Futures Association (NFA) has ordered FX Direct Dealer, LLC (FXDD) to either post a bond or place funds in an escrow account to ensure that the firm can meet its obligations under any restitution order that may result from a related NFA disciplinary action.
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By Press Release |
October 30, 2012
The NFA has ordered Forex Club LLC and Peter Tatarnikov, a former principal of the firm, to pay a $300,000 fine.
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By Press Release |
June 20, 2012
The firm allegedly failed to notify clients that it sustained huge trading losses and misappropriated customer funds.
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By Press Release |
August 12, 2011
The complaint cited FXCM for retaining gains derived from asymmetrical positive price slippage, among other alleged offenses.
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By Press Release |
July 14, 2011
The NFA says that CMS customers were unable to enter new orders or manage their existing orders.
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By Press Release |
June 18, 2011
The NFA says the firm and its president, Gabriel Robles, put commissions before customer interest.
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By Press Release |
May 19, 2011
Futures Commission Merchant Vision fined 500K by NFA for failing to superivse IBs.
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By Press Release |
May 13, 2011
The National Futures Association has ordered Spring Creek Capital LLC and its sole principal and associated person, John V. Legittino, to withdraw immediately from NFA membership.
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By Press Release |
October 28, 2010
The NFA sanctioned Gain Capital Group LLC $459,000 to settle a NFA complaint
