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By Press Release |
October 13, 2011
William S. Scott was suspended as a CTA because the Florida Supreme Court had issues with his law license in that state.
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By Press Release |
September 14, 2011
Robert F. Gray is a former principal of Forex Liquidity LLC, a one-time FCM that is currenly under receivership in California.
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By Press Release |
September 2, 2011
SureInvestment and its principal are suspended from NFA membership effective immediately until further notice.
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By Press Release |
August 19, 2011
NFA says that IFINIX's principal Benhope Munroe created fabricated bank statements in a deliberate attempt to deceive NFA regarding the firm's deficient capital position.
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By Press Release |
July 19, 2011
Jamila Piracci will serve as vice president of OTC derivatives. She joins from the Federal Reserve Bank of New York.
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By Press Release |
July 14, 2011
The NFA says that CMS customers were unable to enter new orders or manage their existing orders.
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By Press Release |
June 18, 2011
The NFA says the firm and its president, Gabriel Robles, put commissions before customer interest.
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By Press Release |
March 31, 2011
The NFA says that Paron Capital Management and its principal solicited customers using promotional material that contained false and misleading performance.
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By Press Release |
March 14, 2011
NFA says it believes that Trade Dock Capital and Da'Cruz solicited prospective customers with false and misleading information.
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By Press Release |
March 3, 2011
The complaint alleged that CD Capital Management provided false information to the NFA and violated forex regulations.
