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By Daniel P. Collins, Ginger Szala |
December 1, 2012
One year after MF Global’s collapse, we corralled the heads of six brokerage firms to talk about industry challenges. ...all agree that restoring customer confidence is the top priority.
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By Press Release |
August 17, 2012
The NFA approved amendments that will require each FCM to provide its DSRO with view-only access via the Internet to account information for each of the FCM's customer segregated funds accounts.
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By Press Release |
May 29, 2012
National Futures Association proposes new financial requirements for FCM treatment of customer segregated funds
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By Press Release |
February 22, 2012
The National Futures Association board has elected Penson GHCO's Chris Hehmeyer to a one-year term as chairman.
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By Daniel P. Collins |
February 19, 2012
New NFA board members, Bry & Jaffarian, present plan to make MF Global customers whole and restore confidence in the industry.
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By Press Release |
January 19, 2012
Nearly 12 weeks after a shortfall was discovered in the segregated funds of MF Global customers, a group of the industry's DSROs formed a committee to look into seg fund concerns.
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By Press Release |
October 26, 2011
Randolph J. Ginsberg, the firm's principal, is also barred for a period of 18 months.
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By Press Release |
October 20, 2011
The NFA says the principal commingled the firm's pool assets with the firm's assets and used pool assets to fund his own personal expenses.
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By Press Release |
October 19, 2011
The Commodity Futures Trading Commission has proposed allowing SEFs to contract with a registered futures association, such as NFA.
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By Press Release |
October 13, 2011
William S. Scott was suspended as a CTA because the Florida Supreme Court had issues with his law license in that state.
