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By Press Release |
May 14, 2013
CFTC orders MB Trading Futures Inc., a registered retail foreign exchange dealer, to pay $200,000 penalty to settle charges of violating minimal financial requirement rules
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By Ginger Szala |
April 24, 2013
A year after the MF Global bankruptcy one cash management firm decided to ask CTAs and CPOs how they were impacted by these bankruptcies.
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By Press Release |
April 18, 2013
CFTC orders The Linn Group, Inc. to pay $400,000 civil monetary penalty for failure to diligently supervise its officers, employees, and agents and to properly handle, monitor and report customer funds.
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By Steve Zwick |
April 1, 2013
With debates raging about high-frequency trading, new regulations and a transaction tax, there is plenty for traders to keep an eye on.
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By Michael McFarlin |
April 1, 2013
Forex traders have fewer regulatory protections, so it’s important to choose your broker wisely. Start your due diligence here.
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By Michael McFarlin |
March 29, 2013
A wrap-up of industry hires and promotions.
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By Andrew Harris, Bloomberg |
March 20, 2013
Peregrine Financial Group Inc.’s Chapter 7 trustee won court approval to create three classes of firm commodity customers, a ruling that he said may lead to full repayment for one class of account holders.
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By Press Release |
March 13, 2013
In the keynote address at the FIA Boca conference, CFTC Chairman Gary Gensler addressed a range of issues including market reforms, Libor and customer protections.
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By Michael McFarlin |
March 8, 2013
A wrap-up of industry hires and promotions.
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By Silla Brush, Bloomberg |
March 7, 2013
Futures brokerages say a proposed U.S. rule meant to protect customers’ money in a collapse like MF Global Holdings Ltd.’s bankruptcy may end up driving clients from the market and companies out of business.
