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By Press Release |
May 22, 2013
The SEC charged the City of South Miami, Fla., with defrauding bond investors about the tax-exempt status of certain bonds.
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By Nina Mehta |
April 9, 2013
U.S. exchanges and some brokers will be required to conduct coordinated trading tests to show they can recover from natural disasters.
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By Elisa Martinuzzi and Ambereen Choudhury |
March 4, 2013
Riccardo Banchetti, whose work packaging derivatives took him far at Lehman Brothers, is now making a living unraveling the kind of deals he once developed.
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By Press Release |
December 27, 2012
FINRA fined the companies more than $3.35 million required them to pay a total of $1.13 million in restitution.
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By Elisa Martinuzzi |
December 19, 2012
A Milan judge convicted the banks for their role in overseeing fraud by their bankers in the sale of derivatives to the city of Milan.
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By Press Release |
September 27, 2012
The SEC says Goldman attempted to influence the awarding of lucrative public contracts for securities underwriting business by making undisclosed contributions to Massachusetts governor candidate Timothy Cahill.
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By Press Release |
August 3, 2011
The Municipal Securities Rulemaking Board has asked the SEC to approve the rules that require greater disclosures by bond underwriters.
