-
By Press Release |
May 14, 2013
CFTC orders MB Trading Futures Inc., a registered retail foreign exchange dealer, to pay $200,000 penalty to settle charges of violating minimal financial requirement rules
-
By Press Release |
March 19, 2013
The court found that MBFX and MXBK misrepresented their historical performance and issued false reports about customer accounts.
-
By Press Release |
January 15, 2013
The regulator says the defendants, Charles Timberlake and Trans Global Investments LLC, committed commodity pool fraud.
-
By Press Release |
January 3, 2013
The CFTC order requires Mizuho to pay a $175,000 civil monetary penalty for allegedly not notifying the CFTC its secured funds were low.
-
By Press Release |
August 13, 2012
Federal court orders defendants to pay more than $5.4 million in restitution and civil monetary penalties.
-
By Press Release |
July 10, 2012
CFTC files complaint against Peregrine Financial Group, Inc. and Russell R. Wasendorf, Sr. alleging fraud, misappropriation of customer funds, violation of customer fund segregation laws and making false statements.
-
By Press Release |
February 8, 2012
The amount includes restitution, disgorgement, and a civil monetary penalty for defrauding investors in a commodity pool Ponzi scheme.
-
By Press Release |
August 23, 2011
Federal court issues order freezing defendants’ assets and prohibiting destruction of books and records in alleged forex and futures fraud case.
-
By Press Release |
June 16, 2011
Federal Court in Florida Orders Capital Blu Management, LLC, Donovan Davis Jr., Damien Bromfield, Blayne Davis and DD International Holdings, LLC to Pay More than $17 Million for Committing Fraud
-
By Press Release |
April 14, 2011
CFTC Charges California Resident Lyndon Lydell Parrilla and His Company, Green Tree Capital, with Fraud in Multi-Million Dollar Forex Scheme
