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By Treasury & Risk |
September 27, 2012
SEC Chairman Mary Schapiro has seen several of her key executives at the agency depart recently, adding to speculation that Schapiro may depart after the presidential election.
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By Tom Schoenberg and Carter Dougherty |
September 20, 2012
Oklahoma, South Carolina and Michigan joined a lawsuit challenging the constitutionality of the Dodd-Frank Act, which overhauled financial regulation in the United States.
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By Jesse Hamilton and Margaret Collins, Bloomberg |
August 29, 2012
Hedge funds may go from soliciting individual investors behind closed doors to conducting wide advertising campaigns under a rule proposed today by the U.S. Securities and Exchange Commission.
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By Nina Mehta, Bloomberg |
August 14, 2012
Regulations put in place to protect investors after $862 billion of market value was briefly erased on May 6, 2010, were the same rules that almost ruined Knight Capital Group Inc. this month.
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By Cristina Alesci, Whitney Kisling and Nina Mehta, Bloomberg |
August 6, 2012
Knight Capital Group Inc. received a $400 million cash infusion through the sale of convertible securities after trading losses spurred by a software failure drove the market maker to the brink of bankruptcy.
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By Robert Schmidt and Michael J. Moore, Bloomberg |
August 3, 2012
The trading losses at Knight Capital Group Inc. renewed pressure on Washington regulators to prove they are equipped to protect investors in markets that are increasingly computerized and fragmented.
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By Steven Sloan and Nina Mehta, Bloomberg |
July 11, 2012
The U.S. Securities and Exchange Commission adopted a rule today that would build a single system to monitor and analyze trading activity across U.S. equity and options markets.
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By Dawn Kopecki, Phil Mattingly and Steven Sloan, Bloomberg |
June 19, 2012
U.S. House members criticized regulators today for failing to detect JPMorgan Chase & Co.’s loss of at least $2 billion on risky derivatives trades and pressed for additional measures to ensure similar losses don’t occur in other banks.
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By Dawn Kopecki, Phil Mattingly and Clea Benson, Bloomberg |
June 13, 2012
U.S. senators preparing to hear testimony from JPMorgan Chase & Co. Chief Executive Officer Jamie Dimon said they will press him to explain what led to more than $2 billion in trading losses.
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By Rick Green, Bloomberg |
June 12, 2012
Here’s a chronology of events leading to the disclosure and aftermath of JPMorgan's $2 billion 'hedging' loss.
