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By Dave Michaels and Joshua Gallu |
April 26, 2013
Congress getting restless on SEC's "slow-walk" to get rule adopted
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By Elizabeth Wasserman, Bloomberg |
April 10, 2013
A U.S. Senate leader asked the new Securities and Exchange Commission chairman to give more authoritative guidance to companies on disclosing cyber attacks, saying reporting so far is “insufficient.”
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By Nina Mehta |
April 9, 2013
U.S. exchanges and some brokers will be required to conduct coordinated trading tests to show they can recover from natural disasters.
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By Dave Michaels, Bloomberg |
April 8, 2013
The U.S. Senate confirmed Mary Jo White to lead the Securities and Exchange Commission, putting the former U.S. attorney in charge of an agency that has failed to satisfy critics with its response to the financial crisis.
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By Dave Michaels and Jesse Hamilton |
April 3, 2013
Mary Schapiro’s decision to join Promontory Financial Group LLC after running the SEC amplifies the firm’s advantage as an employer of former regulators.
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By Dave Michaels |
March 16, 2013
Senate probe provided 900 pages of evidence that could help the SEC make the case that JPMorgan executives broke the law.
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By Alanna Byrne |
February 22, 2013
A wrap-up of promotions and moves from around the industry
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By Alanna Byrne |
February 15, 2013
A wrap-up of promotions and moves from around the industry
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By Alanna Byrne |
February 8, 2013
A wrap-up of promotions and moves from around the industry
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By Alanna Byrne |
February 1, 2013
A wrap-up of promotions and moves from around the industry