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By Press Release |
May 18, 2011
The rules add additional requirements to nationally recognized statistical rating organizations.
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By Press Release |
April 5, 2011
Under the proposal, trades in listed stocks would have to be executed within a range tied to recent prices for that security.
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By Press Release |
February 6, 2011
Cahn will assume his new role when David M. Becker steps down from the position later this month.
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By Press Release |
February 2, 2011
The SEC has voted to propose rules defining security-based swap execution facilities and establishing their registration requirements.
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By Press Release |
February 1, 2011
General Counsel and Senior Policy Director David M. Becker will leave the SEC at the end of February to return to the private sector.
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By Futures Staff |
February 1, 2011
The 25 most influential people and events in the markets
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By Press Release |
January 31, 2011
For the first time, the SEC will let investors access information about a fund's investments and its mark-to-market valuation.
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By Press Release |
January 18, 2011
Eileen Rominger will run the division, which regulates the nation’s multi-trillion dollar investment management industry.
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By Press Release |
December 15, 2010
The SEC details how it wants clearing agencies to provide information and proposes requirements for those who trade swaps that are exempt from mandatory clearing.
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By Press Release |
November 20, 2010
The SEC is proposing new rules governing how security-based swaps will be reported.
