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By Press Release |
June 21, 2012
Federal court found the defendants committed fraudulent solicitation, misappropriation and misrepresentation in a multi-million dollar forex scheme.
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By Press Release |
June 7, 2012
Jose S. Rubio and Rubio Wealth Management charged with misappropriation, false statements, commingling investor funds, and failure to register.
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By Press Release |
April 19, 2012
The CFTC claimed Chicago-based Optiver and company officers manipulated and attempted to manipulate crude oil, heating oil and gasoline futures at Nymex.
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By Press Release |
March 13, 2012
CFTC orders Goldman Sachs Execution & Clearing, L.P., a registered futures commission merchant, to pay $7 million for supervision failures in handling accounts it carried.
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By Press Release |
October 25, 2011
Investors allegedly lost millions in a scam the CFTC says was run by CDH Forex Investments LLC.
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By Press Release |
August 8, 2011
The CFTC says Otmane El Rhazi engaged in numerous noncompetitive and fictitious futures trades to steal money from a Citibank proprietary account.
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By Press Release |
April 18, 2011
CFTC charges Citigroup trader Otmane El Rhazi, a Moroccan national, with unlawful trading and misappropriation from a Citibank proprietary account
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By Press Release |
February 15, 2011
CFTC charges Liquid Capital with $2.1 million commodity pool solicitation fraud, misappropriation, providing false statements and misrepresentations to the NFA.
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By Press Release |
January 26, 2011
In the first use of new authority under the 2008 Farm Bill and Dodd-Frank Act to regulate foreign exchange dealers, the CFTC announced suits against 14 forex firms
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By Press Release |
August 16, 2010
The firm allegedly caused a non-bona fide price to be reported in the Nymex crude oil futures contract.
