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By Press Release |
January 16, 2013
The CFTC says the CTA violated the anti-fraud provisions of the Commodity Exchange Act.
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By Press Release |
July 25, 2012
CFTC orders Interactive Brokers LLC, a registered futures commission merchant, to pay $700,000 for large trader reporting and supervision violations.
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By Press Release |
April 2, 2012
CFTC charges Royal Bank of Canada with multi-hundred million dollar wash sale scheme. It also charges that bank concealed material information from, and made material false statements to, a futures exchange.
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By Press Release |
December 7, 2011
Chicago-based defendants charged with fraudulently soliciting the public to enroll in a commodity futures training program
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By Press Release |
December 7, 2011
CFTC orders Merrill Lynch Commodities, Inc. to pay $350,000 civil penalty for violating cotton futures speculative position limits
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By Press Release |
April 14, 2011
CFTC Charges California Resident Lyndon Lydell Parrilla and His Company, Green Tree Capital, with Fraud in Multi-Million Dollar Forex Scheme
