-
By Press Release |
February 21, 2013
Employees at center of charges worked on the ClearPort desk and allegedly handed off confidential trade information at least 60 times.
-
By Press Release |
July 16, 2012
Court permanently bars defendants, Gordon A. Driver and his companies, from commodities industry.
-
By Press Release |
June 21, 2012
Federal court found the defendants committed fraudulent solicitation, misappropriation and misrepresentation in a multi-million dollar forex scheme.
-
By Press Release |
June 7, 2012
Jose S. Rubio and Rubio Wealth Management charged with misappropriation, false statements, commingling investor funds, and failure to register.
-
By Press Release |
March 13, 2012
CFTC orders Goldman Sachs Execution & Clearing, L.P., a registered futures commission merchant, to pay $7 million for supervision failures in handling accounts it carried.
-
By Press Release |
January 23, 2012
CFTC orders Conn. resident Timothy Michael Murphy and his company, Centurion Global Capital Management LLC, to pay $360,000 for commodity pool solicitation fraud
-
By Press Release |
October 25, 2011
Investors allegedly lost millions in a scam the CFTC says was run by CDH Forex Investments LLC.
-
By Press Release |
August 8, 2011
The CFTC says Otmane El Rhazi engaged in numerous noncompetitive and fictitious futures trades to steal money from a Citibank proprietary account.
-
By Press Release |
June 16, 2011
CFTC Charges Victor E. Cilli and his company, Progressive Investment Funds LLC, with Operating a Commodity Pool Ponzi Scheme and Misappropriating Customer Funds
-
By Press Release |
April 18, 2011
CFTC charges Citigroup trader Otmane El Rhazi, a Moroccan national, with unlawful trading and misappropriation from a Citibank proprietary account
