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By Jesse Hamilton and Margaret Collins, Bloomberg |
August 29, 2012
Hedge funds may go from soliciting individual investors behind closed doors to conducting wide advertising campaigns under a rule proposed today by the U.S. Securities and Exchange Commission.
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By Nina Mehta and Nikolaj Gammeltoft, Bloomberg |
August 16, 2012
MIAX, as the proposed exchange is called, may become the 11th U.S. venue to trade equity options if the SEC approves its application.
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By Stephanie Ruhle, Christine Harper and Nina Mehta, Bloomberg |
August 14, 2012
Knight Capital Group Inc.’s $440 million trading loss stemmed from an old set of computer software that was inadvertently reactivated when a new program was installed.
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By Christopher Condon and Alexis Leondis, Bloomberg |
July 26, 2012
BlackRock Inc., Fidelity Investments and Vanguard Group Inc., firms that collectively manage more than $7 trillion, are gauging how their clients have been hurt by Libor manipulation.
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By Silla Brush, Bloomberg |
July 17, 2012
The CFTC reviewed operations at PFG Inc. at least twice since 2006 without detecting the fraud that led to the collapse of the futures broker.
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By Silla Brush, Bloomberg |
July 17, 2012
The U.S. Commodity Futures Trading Commission reviewed operations at PFGBest at least twice since 2006 without detecting the fraud that led to the collapse of the futures broker and a $200 million shortfall in client funds.
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By Silla Brush, Bloomberg |
July 10, 2012
The U.S. Commodity Futures Trading Commission voted today to define when trades are considered swaps under the Dodd-Frank Act, a step that triggers more than a dozen rules under the 2010 financial-regulation overhaul.
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By Linda Sandler, Bloomberg |
June 25, 2012
The U.S. Supreme Court won’t hear an appeal by Bernard Madoff’s investors over whether they can recover lost profit, an action that lets stand the Madoff trustee’s calculation that investors lost $17 billion.
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By Joe Richter, Bloomberg |
June 21, 2012
Graham Tuckwell, who created a $125 billion market in exchange-traded gold in less than a decade, is struggling to convince regulators and investors he can do the same for industrial metals.
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By Toshiro Hasegawa and Kana Nishizawa, Bloomberg |
June 7, 2012
Tokyo Stock Exchange’s purchase of Osaka Securities Exchange is poised to gain regulatory approval -- the first for a major bourse since $32 billion of global deals were vetoed in the past 14 months.
