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By Press Release |
January 8, 2013
The Financial Industry Regulatory Authority was busy in 2012, assessing $68 million in fines and ordering a record $34 million in restitution.
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By Daniel P. Collins, Ginger Szala |
December 1, 2012
One year after MF Global’s collapse, we corralled the heads of six brokerage firms to talk about industry challenges. ...all agree that restoring customer confidence is the top priority.
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By Canaccord Genuity Morning Coffee |
November 27, 2012
Shares of Knight Capital got a lift Monday after rumors surfaced over the weekend that it may look at selling its market-making operation.
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By Daniel P. Collins |
September 21, 2012
CME Group Executive Chairman Terry Duffy addressed current global economic problems, confidence in marekts and recent regulatory breakdowns in a speech at Georgetown University.
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By Alanna Byrne |
September 7, 2012
A wrap-up of moves and promotions from around the industry.
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By Alanna Byrne |
August 31, 2012
A wrap-up of moves and promotions from around the industry.
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By Michael McFarlin |
August 17, 2012
Wrap-up of promotions and moves from around the industry.
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By Michael J. McFarlin |
November 1, 2011
New employees and promotions in the trading industry
