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By Press Release |
February 5, 2013
The CFTC says Halifax Investment Services must be registered with the regulator under laws that went into effect on Oct. 18, 2010.
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By Press Release |
January 28, 2013
Secured Precious Metals allegedly allowed clients to trade metals with as little as 20% down, bucking rules put in place with Dodd-Frank.
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By Press Release |
March 12, 2012
Federal Court in Illinois orders City Credit Capital, (UK) Ltd. to pay $140,000 civil monetary penalty for acting as unregistered retail forex dealer.
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By Press Release |
September 22, 2011
Regulator also finds McGladrey & Pullen LLP partner David Shane must pay fine in regard to audit failure of FCM One World Capital.
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By Press Release |
July 28, 2011
Federal court issues order freezing defendants’ assets and prohibiting destruction of books and records.
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By Press Release |
July 15, 2011
Jeffery Lowrance was extradited from Peru and currently is detained by Federal authorities in Chicago.
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By Press Release |
March 16, 2011
The companies are ordered to pay more than $15.8 million in disgorgement and a civil monetary penalty for defrauding commodity pool investors.
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By Press Release |
February 28, 2011
Federal court freezes assets, while CFTC alleges the defendant defrauded clients of more than $400,000 in off-exchange forex scheme.
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By Press Release |
January 26, 2011
In the first use of new authority under the 2008 Farm Bill and Dodd-Frank Act to regulate foreign exchange dealers, the CFTC announced suits against 14 forex firms
