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By Press Release |
February 8, 2013
The CFTC says Gelber falsely reported orders that manipulated the opening price in Nasdaq E-mini 100 futures.
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By Press Release |
October 1, 2012
In a related criminal proceeding, the defendant is sentenced to 57 months imprisonment and ordered to pay restitution for alleged Ponzi scheme.
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By Press Release |
May 24, 2012
The CFTC says Schiller lied about his success as a trader and used altered account statements to bolster his claims.
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By Press Release |
November 30, 2011
CFTC charges Mississippi Residents Gary and Bradley Futch and their cmpany, Tradewind Investments, LLC, with commodity options fraud
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By Press Release |
October 26, 2011
The Chicago-based registered commodity pool operator was previously found liable for fraud.
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By Press Release |
October 4, 2011
The court says that the couple fraudulently solicited over $3 million from investors, many from Hawaii, and misappropriated approximately $1 million of those funds for personal use.
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By Press Release |
September 30, 2011
Principal Oscar Hernandez also allegedly misappropriated approximately $1.8 million of customer funds for personal use.
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By Press Release |
August 11, 2011
The CFTC says that while Blue Sky Capital Management reported only 10 accounts, it really had 80 more on the books.
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By Press Release |
June 2, 2011
Moroccan resident Richmond Hamilton Jr. and Chicago commodity pool operator Raleigh Capital Management ordered to pay restitution and a civil penalty for alleged misappropriation.
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By Press Release |
May 17, 2011
American Precious Metals purportedly purchased more than $23 million of precious metals for customers of their leveraged precious metals purchase program, but allegedly never purchased any metal for customers.
