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By Press Release |
May 16, 2013
CFTC claimed defendants solicited 2,000 customers then misappropriated at least $9.6 million of pool funds for personal use.
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By Press Release |
February 19, 2013
CFTC orders Enskilda Futures Limited to pay a $125,000 civil monetary penalty for failing to meet minimum capital requirements due to margin errors.
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By Press Release |
February 12, 2013
The court ruled in the favor of the CFTC, which claimed J. Hansen Investments defrauded investors and misappropriated client funds for personal use.
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By Press Release |
February 6, 2013
Court says that defendants fraudulently solicited and accepted funds from 99 Retail Customers in connection with alleged forex scheme.
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By Press Release |
December 10, 2012
Court finds that defendants fraudulently solicited and accepted over $1.4 million from customers to trade crude oil futures contracts in a commodity pool.
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By Press Release |
October 22, 2012
The CFTC says the futures commission merchant did not diligently investigate suspicious transactions.
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By Press Release |
April 26, 2012
CFTC Orders Texas-based PassThrough Investments, LLC, and its principals, Stephen Brantley and Dwayne Bryant Dawson, to pay more than $1.1 million in sanctions to settle CFTC Charges of fraud in operating a forex trading pool.
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By Press Release |
November 23, 2011
Federal court orders Wisconsin-based forex dealer Jacob Juma Omukwe and his companies to pay over $2.6 million in restitution and penalties in foreign currency scheme
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By Press Release |
November 9, 2011
The CFTC alleges that from at least February 2010 through at least November 2010, GID and the Wagner brothers fraudulently solicited at least $5.5 million from at least 99 people.
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By Press Release |
October 19, 2011
Court order requires defendants to pay a civil monetary penalty of more than $6.8 million and permanently bars them from the commodities industry.
