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By Press Release |
January 28, 2013
Secured Precious Metals allegedly allowed clients to trade metals with as little as 20% down, bucking rules put in place with Dodd-Frank.
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By Press Release |
September 13, 2012
Federal court enters emergency order freezing defendant’s assets and protecting books and records.
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By Press Release |
January 5, 2012
The CFTC alleged that Gunter, Texas' Larry Groover solicited $1.4 million, traded $647,500, lost $600,000 and used the rest for personal expenses and to pay other customers.
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By Press Release |
March 21, 2011
Federal court freezes the assets of the Trade Tech Institute Inc., Technology Trading International Inc., Robert Sorchini and Richard Carter.
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By Press Release |
September 23, 2010
Assets frozen in a case that spreads across five Midwestern states, according to the CFTC.
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By Press Release |
April 29, 2010
The Commodity Futures Trading Commission alleged the firm concealed a large block crude oil trade. UBS Securities charged with aiding and abetting.