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By Press Release |
February 23, 2012
CFTC orders Iowa resident Jeffrey J. Kinseth and his company, Virtual Vision Inc., to pay more than $1 million in restitution and penalties in fraud action
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By Press Release |
October 11, 2011
U.S. District Court for the Western District of North Carolina entered an order of default judgment and permanent injunction against Barki LLC of Mint Hill, N.C.
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By Press Release |
September 1, 2011
Roy Scarboro Jr. plead guilty to related federal charges and is serving 26-month prison sentence.
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By Press Release |
July 25, 2011
Christopher Pia will pay $1 million penalty to settle CFTC charges that he attempted to manipulate the platinum and palladium markets.
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By Press Release |
July 13, 2011
The CFTC says Robert S. Moss of Charlotte committed commodity pool fraud and misappropriated funds. He must pay more than $2 million to settle.
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By Press Release |
July 7, 2011
The CFTC charges the defendants, Mark Rice and his company Financial Robotics, with forex solicitation fraud.
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By Press Release |
June 30, 2011
Federal court issues order freezing the assets of Colorado-based Flint-McClung Capital LLC.
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By Press Release |
May 25, 2011
Chicago-based Cadent has to pay $125,000 for allegedly failing to supervise its employees’ handling of customer orders diligently.
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By Press Release |
May 16, 2011
Federal court issues order freezing defendants’ assets and protecting books and records.
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By Press Release |
May 2, 2011
CFTC sanctioned N.Y. resident Howard Winell and his companies, Winell Associates, Inc., and Maxie Partners GP, LLC, more than $5.2 million for fraud
