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By Silla Brush, Bloomberg |
July 17, 2012
The CFTC reviewed operations at PFG Inc. at least twice since 2006 without detecting the fraud that led to the collapse of the futures broker.
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By Silla Brush, Bloomberg |
June 11, 2012
The CFTC may release a proposal for cross-border derivatives oversight that won’t require analysis of its costs.
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By Silla Brush, Bloomberg |
June 4, 2012
The regulator may vote June 21 to propose guidelines for extending the reach of Dodd-Frank Act rules to overseas swaps trading.
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By Silla Brush, Bloomberg |
May 3, 2012
The CFTC reportedly will delay a final vote on an exchange rule amid internal dissent that it may restrict CME Group Inc.
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By Silla Brush, Bloomberg |
May 1, 2012
The CFTC may propose within months which swaps must be guaranteed by central clearinghouses, said the agency’s director of swap dealer and intermediary oversight.
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By Silla Brush, Bloomberg |
April 25, 2012
The CFTC is poised to consider a rule that could require smaller banks to clear swaps and comply with higher collateral standards under the Dodd-Frank Act.
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By Phil Mattingly, Bloomberg |
April 18, 2012
U.S. House panel approved a measure to repeal the federal government’s power to seize and liquidate the largest financial firms.
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By Silla Brush, Bloomberg |
April 11, 2012
Regulators are considering a threshold as high as $8 billion for determining which financial firms are swap dealers under the Dodd-Frank Act.
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By Joshua Gallu, Bloomberg |
March 31, 2012
The SEC is considering extending enforcement actions in cases involving complex financial transactions to lawyers providing advice.
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By Silla Brush, Bloomberg |
March 29, 2012
A bipartisan group of lawmakers says the CFTC should tighten regulations on which companies will face the highest capital and margin costs under Dodd-Frank.