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By Michael McFarlin |
March 29, 2013
A wrap-up of industry hires and promotions.
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By Michael McFarlin |
March 8, 2013
A wrap-up of industry hires and promotions.
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By Press Release |
December 20, 2012
IntercontinentalExchange and NYSE Euronext today announced a definitive agreement for ICE to acquire NYSE Euronext in a stock-and-cash transaction.
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By Alanna Byrne |
December 12, 2012
Regulators and lawmakers met on Capitol Hill Tuesday to discuss the implementation of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.
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By Press Release |
September 27, 2012
The SEC says Goldman attempted to influence the awarding of lucrative public contracts for securities underwriting business by making undisclosed contributions to Massachusetts governor candidate Timothy Cahill.
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By Press Release |
April 12, 2012
Regulators say the firm failed to supervise analyst communications with traders, and didn't do enough to guard against information breaches by researchers.
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By Press Release |
January 10, 2012
The Futures Industry Association announced today that its board of directors has appointed Walter Lukken as president and chief executive officer
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By News Story |
October 18, 2011
For the fourth straight week, relatively unknown Latour Trading LLC has held the top spot on the New York Stock Exchange's list of top 20 program trading firms.
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By Press Release |
September 22, 2011
The SEC’s Division of Enforcement alleges that Spencer D. Mindlin obtained non-public details about Goldman’s plans to purchase and sell large amounts of SPDR ETFs.
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By Press Release |
July 20, 2011
ICE says that ICE Clear Credit has cleared its first trades as a CFTC-regulated Derivatives Clearing Organization and SEC-regulated Securities Clearing Agency.
