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By Press Release |
May 16, 2013
CFTC claimed defendants solicited 2,000 customers then misappropriated at least $9.6 million of pool funds for personal use.
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By Press Release |
February 12, 2013
The court ruled in the favor of the CFTC, which claimed J. Hansen Investments defrauded investors and misappropriated client funds for personal use.
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By Press Release |
October 22, 2012
The CFTC says the futures commission merchant did not diligently investigate suspicious transactions.
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By Press Release |
October 19, 2011
Court order requires defendants to pay a civil monetary penalty of more than $6.8 million and permanently bars them from the commodities industry.
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By Press Release |
August 31, 2011
CFTC obtains final judgment against Italian national Carmine Garofalo charged with illegal trading
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By Press Release |
May 24, 2011
Complaint alleges cross-market trading scheme in 2008 involving accumulation and sell-off of a substantial position in physical crude oil to manipulate futures prices, yielding in excess of $50 million in unlawful profits for defendants.
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By Press Release |
March 15, 2011
Federal court freezes defendants’ assets and prohibits destruction of books and records.
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By Press Release |
January 11, 2011
The regulator says Scott Bottolfson allegedly misappropriated $11 million of customer funds.
